On March 17, 2026, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) announced a settlement with U.S.-headquartered brokerage firm TradeStation Securities (TradeStation), ...
Continuous improvement of a compliance program requires robust auditing and testing. The Justice Department and regulatory agencies have articulated a number of key issues and principles to assist ...
Craig is the founder/CEO of compliance operations software company Hyperproof and an expert in the compliance, risk, and technology space. In today’s volatile environment, organizations need to have ...
Cta.x is designed to help audit firms develop and deploy automated internal controls tests to comply with regulations, including from the Sarbanes-Oxley Act. The app from the Top 100 firm is built to ...
IN BRIEF Audit planning is one of the most complex but critical stages of the audit process. This leads auditors to look for ...
Audits are a regular part of corporate life. Given the importance of IT resources to business continuity, audits ensure they're functioning as they should. Among the audit metrics used to measure IT ...
ITGC automation tools help companies streamline SOX compliance by automating evidence collection, access reviews, change management tracking, and continuous control monitoring. Platforms like Scytale, ...
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